Compliance Guide

What auditors actually check about your terminology management — and how Compliance Glossary helps you pass. Mapped to real regulatory standards.

We fact-checked every claim against actual regulatory standards. Each control weakness below is marked with its evidence level: Verified means an explicit regulatory requirement exists with a citable standard. Well-Supported means real compliance principles apply but the extension to glossary terms is inferred. Planned means the feature is on our roadmap.

Verified

Change Justification

21 CFR 211.100(b) SOX SOC 2 CC8

"Why did this definition change?"

The Requirement

21 CFR 211.100(b): "Any deviation from the written procedures shall be recorded and justified." SOC 2 CC8 requires documentation of "reason for change, authorizing entity, and employee that implemented the change."

This is one of the most consistently mandated requirements across all compliance frameworks. Auditors don't just want to see what changed — they need to know why.

How we help: Every change — edits, status transitions (submit, approve, reject, deprecate, reactivate) — requires a "Reason for Change" field. The reason is stored in the version history alongside the diff, visible in the History view and included in the audit CSV export. The field is mandatory — changes without a reason are rejected.
Verified

Stale Approvals Detection

ISO 9001:2015 §7.5.3 21 CFR 211.100(a) ISO 13485:2016 §4.2.4

"When was this term last reviewed?"

The Requirement

ISO 9001:2015 requires documents to be "reviewed and updated as necessary." ISO 13485 requires "procedures for document review and update." 21 CFR 211.100(a) requires written procedures to be "drafted, reviewed, and approved."

While no standard mandates a specific review frequency, auditors universally check that approved documents remain current. An approved term from 18 months ago with no review record is a red flag.

How we help: Every term tracks a reviewedAt timestamp, set when approved. The Dashboard shows an amber warning listing all approved terms not reviewed in 6+ months. Auditors can see at a glance which terms are current and which need attention.
Verified

Synonym Drift & Terminology Consistency

Controlled Terminology (general principle) ICH E2D

"Your glossary says 'Adverse Event' but your documents say 'AE', 'AEs', and 'adverse events'."

The Requirement

Regulatory frameworks like MedDRA (EU pharmacovigilance) and CDISC (FDA data submissions) exist specifically because terminology inconsistency causes real harm — delayed approvals, miscoded safety events, failed submissions. The underlying principle — enforcing a controlled vocabulary across documents — applies to any regulated industry.

EMA guidance states: "Data entry staff should be instructed in the use of the terminologies, and their proficiency should be confirmed."

How we help: The Compliance Scanner detects synonym violations across your Confluence pages using your custom glossary. Define "Adverse Event" as the approved term with synonyms "AE, AEs, adverse events" — the scanner flags every page using the informal variants and recommends the approved form. Scope note: This is custom glossary enforcement, not a direct integration with MedDRA or CDISC databases. Teams requiring specific MedDRA/CDISC coding should import those terms into the glossary.
Well-Supported

Complete Audit Trail

ALCOA+ (Attributable, Contemporaneous)

"Show me who changed what, when, and why."

The Principle

ALCOA+ requires data to be Attributable (who did it), Contemporaneous (timestamped when it happened), and Enduring (preserved for the record lifecycle). 21 CFR Part 11 requires audit trails for electronic records — though its full scope (electronic signatures, system validation) goes beyond what a glossary tool addresses.

How we help: Every action — create, edit, status change, approval, deprecation — is recorded with user ID, timestamp, and mandatory change reason. Version history is append-only (no UI to edit or delete version records) and included in the audit CSV export. The four-eyes principle prevents self-approval. Scope note: We implement audit trail and change control aspects of Part 11. Full Part 11 compliance (electronic signatures, system validation, access controls) requires organizational processes beyond a single app.
Well-Supported

Incomplete Metadata

ALCOA+ (Complete) ISO 27001 §7.5

"Why is this term missing a category and synonyms?"

The Principle

ALCOA+ requires data to be "Complete — nothing relevant is missing." While this principle was designed for clinical data records, auditors apply the same thinking to governance documentation. Empty fields suggest incomplete governance.

How we help: Terms have structured metadata fields: category, synonyms, notes, space scope. The audit export makes gaps visible. Dashboard compliance score incentivizes completeness.
Well-Supported

Cross-Space Inconsistency

ALCOA+ (Consistent)

"Does 'material adverse change' mean the same thing in your legal space as in your finance space?"

The Principle

ALCOA+ requires data to be "Consistent" across the organization. The FDA's own CDRH event coding system was criticized for "inconsistent, ambiguous, and duplicative concepts." MedDRA exists specifically to prevent cross-team terminology divergence.

How we help: The Compliance Scanner runs across Confluence spaces, detecting where the same term appears in different contexts. One glossary serves as the single source of truth for all spaces.
Well-Supported

Duplicate Definitions

Single Source of Truth ISO 9001 §7.5.3

"You have two entries for 'Data Controller' with different definitions. Which one is authoritative?"

The Principle

ISO 9001 requires that "only current and approved documents are available for use." Duplicate definitions create ambiguity about which version is authoritative — a direct control weakness.

How we help: CSV import automatically detects and skips duplicates (case-insensitive matching). Existing duplicates are reported to the user with their current status so they can be resolved.
Well-Supported

Regulatory Source Traceability

ICH Q10 ISO 13485 §4.2.1

"Where does this definition come from? What's the authoritative source?"

The Principle

ICH Q10 explicitly identifies the source of each definition (ICH, ISO, or newly developed). ISO 13485 requires identifying "regulatory requirements applicable to the organization." Linking terms to their regulatory source demonstrates governance rigor.

How we help (planned): A regulatorySource field will link each term to its authoritative text (e.g., "FDA 21 CFR 11 §11.10(e)", "MiFID II Art. 4"). The audit export will include a traceability matrix.
Planned

Orphaned Terms Detection

"You defined 200 terms but only 80 appear in your documents. Is the glossary maintained?"

No specific standard mandates this, but orphaned terms signal a neglected glossary. Planned: cross-reference scan results with the term list to flag terms defined but never found in any scanned content.

Planned

Missing Terms Detection

"This regulated term appears in your documentation but isn't in your glossary."

Controlled vocabulary is a real requirement in pharma (CDISC, MedDRA) and a common gap across industries. Planned: a reverse scanner that finds regulated-looking terms in documents that aren't yet managed in the glossary.

Standards Coverage Summary

StandardWhat It RequiresOur FeatureStatus
21 CFR 211.100(b)Deviations recorded and justifiedMandatory change reason on all changes (edits + status transitions)Live
SOC 2 CC8Change reason + authorizing entity documentedMandatory change reason + user ID on every version entryLive
SOXChanges authorized, documented, reviewedFour-eyes approval + audit trailLive
ISO 9001 7.5.3Documents reviewed and kept currentStale approval detection (6-month flag)Live
ISO 13485 4.2.4Document review and update proceduresreviewedAt tracking + dashboardLive
21 CFR Part 11Audit trails for electronic recordsAppend-only version history with user/timestamp (audit trail scope; e-signatures and system validation require org-level processes)Live
ALCOA+Attributable, Complete, Consistent, EnduringUser tracking, mandatory change reasons, cross-space scan, CSV exportLive
Controlled TerminologyTerminology consistency across documentsCustom glossary synonym scanner across Confluence pagesLive
ICH Q10Source traceability for definitionsregulatorySource field + traceability matrixPlanned